Sr. Mutual Fund Board Compliance Analyst

Remote Full-time
Are you a highly analytical and detail-oriented individual with a passion for the financial industry? Are you looking for a challenging and rewarding opportunity to make a significant impact in the world of mutual fund compliance? Then we have the perfect role for you at Voya Financial! As a Senior Mutual Fund Board Compliance Analyst, you will play a crucial role in ensuring that our mutual fund board operates in full compliance with all regulatory requirements. This is a dynamic and fast-paced position where you will have the opportunity to collaborate with various teams and make a meaningful contribution to the overall success of our organization. We are seeking candidates with a strong background in mutual fund compliance, exceptional critical thinking skills, and the ability to thrive in a constantly evolving environment. Join us and be a part of a team that is dedicated to helping our clients achieve financial security and well-being. Conduct thorough and continuous analysis of all regulatory requirements and guidelines related to mutual fund compliance. Develop and implement processes and procedures to ensure compliance with all relevant laws, rules, and regulations. Serve as a subject matter expert on mutual fund compliance and provide guidance and support to other team members. Monitor and assess the effectiveness of existing compliance policies and procedures and make recommendations for improvement. Collaborate with various teams including legal, risk management, and operations to ensure compliance with all regulatory requirements. Prepare and present compliance reports to senior management and the mutual fund board of directors. Conduct regular audits and reviews to identify and address potential compliance issues. Stay up-to-date on industry trends and changes in regulations to ensure the mutual fund board remains in full compliance. Respond to inquiries and requests from regulatory agencies and ensure timely and accurate submission of required reports and documents. Train and educate other team members on mutual fund compliance and best practices. Identify and implement process improvements to streamline compliance processes and increase efficiency. Maintain accurate and organized records of all compliance activities and findings. Participate in special projects and initiatives related to mutual fund compliance as needed. Foster a culture of compliance and ethical behavior within the organization. Continuously evaluate and assess the effectiveness of the organization's compliance program and make recommendations for improvement. Voya Financial is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics. Apply tot his job
Apply Now →

Similar Jobs

Senior Compliance Analyst (Financial Crimes Compliance)

Remote Full-time

Remote Licensed Financial Advisor - Virtual Advice Team

Remote Full-time

Entry-Level Financial Advisor

Remote Full-time

Financial Consultant- Madison, WI

Remote Full-time

Experienced Financial Statement Auditor

Remote Full-time

Financial Staff Auditor (State Staff Auditor)

Remote Full-time

Sr. Compliance Analyst- FCRA- Credit Reporting

Remote Full-time

Compliance Testing Analyst

Remote Full-time

Senior Lending Compliance Analyst - Remote (Onsite as Needed)

Remote Full-time

Financial Institution Compliance Analyst III (Non-IT)

Remote Full-time

Senior Software Engineer – Postgres

Remote Full-time

**Experienced Remote Chat Support Agent – Deliver Exceptional Customer Experience with arenaflex**

Remote Full-time

Care Management Associate

Remote Full-time

Experienced Call Center Manager and Live Chat Support Leader for Remote Customer Service Operations at arenaflex

Remote Full-time

Senior Manager, Market Access Advanced Analytics (Remote)

Remote Full-time

**Experienced Customer Service Representative - Remote - Making a Difference in the Heart of Ohio**

Remote Full-time

Pharmacist - Hybrid Remote Opportunity Job at Encompass Health in Yuma

Remote Full-time

Experienced Strategic Sourcing Specialist for Professional Services – Leading Innovative Content Creation and Delivering Exceptional Customer Experiences at blithequark

Remote Full-time

890- Personal Brand & AI Growth Strategist

Remote Full-time

**Experienced Customer Service Representative – Remote Amazon Operations Team Member**

Remote Full-time
← Back to Home